Areas of Expertise

Advice on employee selection processes
Advice on the development of work procedures
Creation of a regulatory compliance department
In-company training
Interim compliance management
Regulatory compliance and expert report auditing
Technological advice

Area Manager
Luis Manuel García
Luis Manuel García
Luis Manuel García
Angel Valdes
Ángel Valdés
Angel Valdes

Regulatory Compliance

Our services in the area of regulatory compliance are comprehensive. We accompany our clients at every point and whatever their needs in compliance issues may be, covering all eventualities for those companies that find themselves in the first stages of implementing a compliance ecosystem.

Additionally, for some clients we completely develop their regulatory compliance activities from start to finish as their outsourcers.

We do this for all aspects that the client wants to regulate internally in this area of compliance. Given our extensive experience, we believe it is advisable to include, at a minimum, the following material:

  • Financial: Sarbanes Oxley Act, internal controls, fraud, risks, bribes, etc.
  • Stock market: MiFID, conflicts of interest, codes of conduct, market abuse, privileged information, etc.
  • Social responsibility: CSR, Board of Directors’ protocols, approval standards, corporate governance, etc.
  • Employment: Harassment, health and safety, environmental concerns, equality, etc.
  • Technology: Data protection, information security, CCTV, etc.
  • Other: Intellectual property, quality and homologations, prevention of money laundering, etc.

The Team

International Team

Our local coordinators work as a team on the issues that pertain to this area of ​​practice with the allied, associated or correspondent firm in their jurisdiction. This firm has specialists in this area of ​​practice who work in English, as well as in their local languages.